Strategy. Execution. Success.

I help create financial security and peace of mind for individuals and their families. I accomplish this by providing my clients with a specific plan and high level of service that meets and often exceeds their expectations. Investors benefit from my customized approach to managing their wealth because it helps address their current financial needs and achieve their long-term financial goals.

Investment philosophy

The appropriate asset allocation given each client’s individual needs is the primary investment philosophy I employ. Because markets move so quickly in today’s fast-paced environment, I believe an allocation approach with tactical changes is the best way to invest among equities and fixed income. I also recommend that clients review their risk tolerance to ensure they maintain a cash allocation as appropriate for their situation.

Global Insight Monthly

Global Insight Monthly cover - April 2025

Global equities: a confluence or possibilities

Equity markets have followed diverse paths in the first three months of 2025. We think several factors are now in play that will influence the direction they take from here. Read the Global Insight Monthly »

Become a client

If you are not already a valued client, I invite you to experience the skill and dedication of a team built on integrity, client service and a spectrum of services for individuals, families, institutions and their assets.

Latest Insights

Runner catching their breath

Tariff pause: Reasons to exhale and get back to basics

Apr 10, 2025

We explain why the details associated with the tariff saga are less important than overall investment strategy, and why investors should think about their long-term strategic allocation as an anchor during periods of extreme volatility.

Read more

Bulletin Board

Disclosures

Thomas Brockley is currently registered to conduct business with residents of the following states: AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, KS, KY, MA, MD, ME, MI, MO, NC, NH, NJ, NV, NY, OH, PA, RI, SC, TN, TX, UT, VA, VT, WA. California Insurance License # 4107344.

Thomas Brockley, NMLS # 1523519 through City National Bank, may receive compensation from RBC Wealth Management for referring customers to City National Bank. Banking products and services are offered or issued by City National Bank, an affiliate of RBC Wealth Management, a division of RBC Capital Markets, LLC, Member NYSE/FINRA/SIPC and are subject to City National Banks terms and conditions. Products and services offered through City National Bank are not insured by SIPC. City National Bank Member FDIC.

Investment products offered through RBC Wealth Management are not FDIC insured, are not guaranteed by City National Bank and may lose value.

Read additional advisor disclosures.